This monthly report includes an Options Expiration Report, Performance Summary, Income Statement, and Account Value Statement. All the data is obtained from the Interactive Brokers (IB) Activity Statement.
Options Expiration Report for Aug 2013
I established 10 new CSP positions this month on ALTR, BHP, GDX, KO, MSFT, NUE, QCOM, SIL, SVXY, & TBT.
I had 16 positions for Aug expiration:
- 3 uncovered stock positions (symbols).
- 3 CC positions - 2 expired (EXPD & WTW), 1 rolled (TEVA).
- 10 CSP positions - 1 assigned (KO), 9 expired (ALTR, BHP, GDX, MSFT, NUE, QCOM, SIL, SVXY, & TBT).
I'm currently 12% invested and 88% in cash, with 6 open positions:
- 5 uncovered stock positions (BHP, EXPD, GDX, SIL, & WTW).
- 1 CC positions (TEVA).
- 0 CSP positions.
Performance Summary
The primary objective is to generate $10,000-$20,000 of income per year, which is 5-10% of the paid-in capital of $200,000. The secondary objective is to increase the account value by the amount of income generated each year.
Income Results
| Reporting Period | Paid-In Capital | Income | Percent Return |
|---|---|---|---|
| This Expiration | $200,000.00 | $522.73 | 0.26% |
| Year-to-Date 2013 | $200,000.00 | $3,225.44 | 1.61% |
| Fiscal 2012 | $200,000.00 | $7,226.51 | 3.61% |
| Fiscal 2011 | $200,000.00 | $12,902.95 | 6.45% |
| Fiscal 2010 | $200,000.00 | $22,115.55 | 11.06% |
| Fiscal 2009 | $200,000.00 | $20,299.81 | 10.15% |
| Fiscal 2008* | $200,000.00 | ($41,782.82) | -20.89% |
| Fiscal 2007 | $150,000.00 | $5,769.29 | 3.85% |
| Fiscal 2006* | $150,000.00 | $20,787.50 | 13.86% |
| Fiscal 2005 (May-Dec) | $100,000.00 | $7,840.28 | 7.84% |
| Total May 2005-Present | $200,000.00 | $58,384.51 | 29.19% |
| Annualized May 2005-Present | 3.54% |
Account Value Results
| Reporting Period | Starting Balance | Ending Balance | Gain or Loss | Percent Return |
|---|---|---|---|---|
| This Expiration | $251,935.78 | $252,457.40 | $521.62 | 0.21% |
| Year-to-Date 2013 | $252,304.27 | $252,457.40 | $153.13 | 0.06% |
| Fiscal 2012 | $241,968.56 | $252,304.27 | $10,335.71 | 4.27% |
| Fiscal 2011 | $235,603.57 | $241,968.56 | $6,364.99 | 2.70% |
| Fiscal 2010 | $218,610.69 | $235,603.57 | $16,992.88 | 7.77% |
| Fiscal 2009 | $187,257.83 | $218,610.69 | $31,352.86 | 16.74% |
| Fiscal 2008* | $236,676.52 | $187,257.83 | ($49,418.69) | -20.88% |
| Fiscal 2007 | $181,185.77 | $186,676.52 | $5,490.75 | 3.03% |
| Fiscal 2006* | $157,659.27 | $181,185.77 | $23,526.50 | 14.92% |
| Fiscal 2005 (May-Dec) | $100,000.00 | $107,659.27 | $7,659.27 | 7.66% |
| Total May 2005-Present | $200,000.00 | $252,457.40 | $52,457.40 | 26.23% |
| Annualized May 2005-Present | 3.18% |
*Added $50,000 to the account in 2006 & 2008
Financial Statement for Aug 2013
| Income Statement | 8/16/2013 |
|---|---|
| Commissions | ($12.41) |
| Dividends | $0.00 |
| Broker Interest Paid and Received | $0.00 |
| Net Trades (Sales) | $579.00 |
| Net Trades (Purchase) | ($4,042.00) |
| Other Fees | ($1.86) |
| Payment In Lieu of Dividends | $0.00 |
| Withholding Tax | $0.00 |
| Net Income | ($3,477.27) |
| Stocks Sold | $0.00 |
| Stocks Purchased | ($4,000.00) |
| Changes to Net Income | $4,000.00 |
| Paid-in Capital | $200,000.00 |
| Total Income | $522.73 |
| Percent Income Generated | 0.26% |
| Account Value Statement | 8/16/2013 |
| Cash | $225,684.51 |
| Stock | $26,838.00 |
| Options | ($89.26) |
| Interest Accruals | $0.00 |
| Dividend Accruals | $24.15 |
| Total Account Value | $252,457.40 |
| Net Account Value at Beginning of Period | $251,935.78 |
| Net Account Value at End of Period | $252,457.40 |
| Total Change in Account Value | $521.62 |
| Percent Change in Account Value | 0.21% |
NOTE: Returns are calculated on a fiscal basis, not on a calendar month/year basis. Monthly returns are from one options expiration to the next. Yearly returns are from Dec options expiration to Dec options expiration of the following year.
